| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bradesco Securities Hong Kong Limited | RO | 就证券提供意见 | 2012-03-05 | 2017-01-31 |
| RO | 证券交易 | 2012-03-05 | 2017-01-31 | |
| Fortune Asset Management Limited (HK) | RO | 就证券提供意见 | 2009-12-16 | 2011-04-30 |
| RO | 提供资产管理 | 2009-12-16 | 2011-04-30 | |
| BEA Union Investment Management Limited | RO | 就证券提供意见 | 2006-08-17 | 2007-10-12 |
| RO | 提供资产管理 | 2006-08-17 | 2007-10-12 | |
| RO | 证券交易 | 2006-08-17 | 2007-10-12 | |
| ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2004-10-26 | 2007-10-12 |
| RO | 提供资产管理 | 2004-10-26 | 2007-10-12 | |
| RO | 证券交易 | 2004-10-26 | 2007-10-12 |