| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HFR ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 证券交易 | 2006-06-15 | 2006-11-23 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2004-08-10 | 2005-05-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-06 |
| Rep | 就期货合约提供意见 | - | 2005-05-03 | |
| Rep | 就证券提供意见 | - | 2005-05-03 | |
| Rep | 提供资产管理 | - | 2005-05-03 |