| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-02-21 | 2019-04-04 |
| Rep | 期货合约交易 | 2013-07-16 | 2019-04-04 | |
| Rep | 证券交易 | 2013-07-16 | 2019-04-04 | |
| TRINITY SECURITIES CO. LIMITED | RO | 证券交易 | 2012-08-08 | 2012-12-14 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2009-12-28 | 2011-04-13 |
| Rep | 证券交易 | 2009-12-28 | 2011-04-13 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2008-08-12 | 2008-09-27 |
| Macquarie Asia Securities Limited | Rep | 期货合约交易 | 2007-08-13 | 2008-09-27 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-21 |
| Rep | 就证券提供意见 | - | 2004-01-21 | |
| Rep | 提供资产管理 | - | 2004-01-21 | |
| Rep | 证券交易 | - | 2008-09-27 |