| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | 证券交易 | 2009-01-15 | 2010-02-02 |
| Rep | 证券交易 | 2008-08-13 | 2009-01-15 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-04-10 | 2008-07-23 |
| Rep | 证券交易 | 2007-03-31 | 2008-07-23 | |
| RO | 就证券提供意见 | 2003-07-25 | 2007-04-10 | |
| RO | 证券交易 | 2003-07-17 | 2007-03-31 | |
| Rep | 证券交易 | 2003-07-14 | 2003-07-17 | |
| UOB KAY HIAN ASIA LIMITED | RO | 就机构融资提供意见 | - | 2003-07-09 |
| RO | 提供资产管理 | - | 2003-07-09 | |
| RO | 就证券提供意见 | - | 2005-10-18 | |
| RO | 证券交易 | - | 2005-10-18 |