| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZHU KUAN INTERNATIONAL FINANCIAL ASSET MANAGEMENT COMPANY LIMITED | RO | 就证券提供意见 | 2026-07-10 | - |
| RO | 提供资产管理 | 2026-07-10 | - | |
| ALL WELL CAPITAL LIMITED | Rep | 就证券提供意见 | 2025-11-12 | 2026-03-13 |
| Rep | 提供资产管理 | 2025-11-12 | 2026-03-13 | |
| RO | 就证券提供意见 | 2017-07-11 | 2025-11-12 | |
| RO | 提供资产管理 | 2017-07-11 | 2025-11-12 | |
| GRAND VIEW SECURITIES LIMITED | RO | 证券交易 | 2016-12-16 | 2024-05-20 |
| CMBC SECURITIES COMPANY LIMITED | RO | 就证券提供意见 | 2011-10-26 | 2016-12-06 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2010-09-21 | 2016-12-06 |
| CMBC SECURITIES COMPANY LIMITED | RO | 证券交易 | 2008-01-24 | 2016-12-06 |
| KWAI HUNG SECURITIES COMPANY LIMITED | RO | 证券交易 | 2003-06-27 | 2007-12-01 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-24 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-27 |
已采集记录中暂无金管局登记。