| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2013-11-15 | 2014-12-31 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-02-20 | 2011-07-15 |
| Rep | 证券交易 | 2009-02-20 | 2011-07-15 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-25 |
| Rep | 就证券提供意见 | - | 2003-06-25 | |
| Rep | 提供资产管理 | - | 2003-06-25 | |
| Rep | 证券交易 | - | 2003-06-25 |