| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2023-11-03 | - |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2019-07-18 | 2019-07-28 |
| Rep | 证券交易 | 2018-04-17 | 2018-04-27 | |
| Rep | 证券交易 | 2017-06-08 | 2017-06-16 | |
| Rep | 证券交易 | 2017-02-16 | 2017-02-24 | |
| Rep | 证券交易 | 2016-10-20 | 2016-10-28 | |
| Rep | 证券交易 | 2012-05-24 | 2016-05-20 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2011-06-27 | 2011-07-03 |
| Rep | 证券交易 | 2011-06-27 | 2011-07-03 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2006-11-15 | 2009-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-01-07 | 2009-08-14 |
已采集记录中暂无金管局登记。