| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2006-04-28 | 2010-01-11 |
| CMB International Global Markets Limited | RO | 证券交易 | 2006-04-28 | 2010-01-11 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2005-01-26 | 2006-04-28 |
| CMB International Global Markets Limited | Rep | 证券交易 | 2005-01-26 | 2006-04-28 |
| CMB INTERNATIONAL FUTURES LIMITED | RO | 就期货合约提供意见 | - | 2005-01-26 |
| RO | 提供资产管理 | - | 2005-01-26 | |
| RO | 期货合约交易 | - | 2005-01-26 | |
| CMB International Global Markets Limited | RO | 就机构融资提供意见 | - | 2005-01-26 |
| RO | 就证券提供意见 | - | 2005-01-26 | |
| RO | 提供资产管理 | - | 2005-01-26 | |
| RO | 提供自动化交易服务 | - | 2005-01-26 | |
| RO | 证券交易 | - | 2005-01-26 |