| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-10-11 | 2021-07-28 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-10-11 | 2021-07-28 |
| XinKong International Securities Limited | Rep | 证券交易 | 2011-03-11 | 2011-06-01 |
| Rep | 期货合约交易 | 2010-11-30 | 2011-06-01 | |
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2004-10-29 | 2008-03-20 |
| Rep | 期货合约交易 | 2003-06-26 | 2004-04-08 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 就期货合约提供意见 | - | 2003-04-08 |
| Rep | 提供资产管理 | - | 2003-04-08 | |
| Rep | 提供自动化交易服务 | - | 2003-04-08 | |
| Rep | 期货合约交易 | - | 2003-04-08 |