| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2017-10-04 | 2021-10-11 |
| Rep | 证券交易 | 2017-08-07 | 2017-10-04 | |
| CGS International Securities Hong Kong Limited | RO | 证券交易 | 2013-12-11 | 2017-05-05 |
| Rep | 证券交易 | 2012-07-03 | 2013-12-11 | |
| CLSA FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-12-29 | 2010-05-14 |
| Rep | 期货合约交易 | 2003-12-29 | 2010-05-14 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2003-12-29 | 2010-05-14 |
| Rep | 证券交易 | 2003-12-29 | 2010-05-14 |