| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ovata Capital Management Limited | Rep | 提供资产管理 | 2017-11-16 | - |
| BEAR STEARNS ASIA LIMITED | RO | 期货合约交易 | 2007-09-18 | 2008-06-13 |
| RO | 证券交易 | 2007-09-18 | 2008-06-13 | |
| Rep | 期货合约交易 | 2006-06-26 | 2007-09-18 | |
| Rep | 证券交易 | 2006-06-26 | 2007-09-18 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-12-12 | 2006-05-18 |