| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2013-10-10 | 2017-04-29 |
| J Capital Research Limited | RO | 就证券提供意见 | 2012-03-01 | 2013-10-07 |
| Mirae Asset Securities (HK) Limited | RO | 就证券提供意见 | 2008-11-03 | 2011-06-30 |
| Rep | 就证券提供意见 | 2008-07-16 | 2008-11-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-08-28 | 2008-06-28 |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-19 |
| Rep | 提供资产管理 | - | 2004-01-19 | |
| Rep | 证券交易 | - | 2004-01-19 | |
| Rep | 就证券提供意见 | - | 2006-08-12 |