Personnel Hong Kong SFC License Details (ID 103447)

Personnel Hong Kong SFC License Details (ID 103447)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2011-12-16	2022-04-04
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2011-12-16	2022-04-04
Mirae Asset Securities (HK) Limited	Rep	证券交易	2010-07-15	2011-05-23
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2005-09-12	2010-07-13
	Rep	证券交易	2005-09-12	2010-07-13
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-05-19	2005-09-05
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-05-19	2005-09-05
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2003-10-27	2004-05-07
	Rep	就机构融资提供意见	-	2003-10-13
	Rep	提供资产管理	-	2003-10-13
	Rep	就证券提供意见	-	2003-10-20
	Rep	证券交易	-	2004-05-07
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	就期货合约提供意见	-	2003-10-20
	Rep	提供资产管理	-	2003-10-20
	Rep	期货合约交易	-	2003-12-12
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	-	2003-10-20
	Rep	就证券提供意见	-	2003-10-20
	Rep	提供资产管理	-	2003-10-20
	Rep	证券交易	-	2003-10-27