| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-05-18 | 2017-05-24 |
| Rep | 证券交易 | 2017-05-18 | 2017-05-24 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2010-01-27 | 2010-07-05 |
| RO | 证券交易 | 2006-09-04 | 2010-01-27 | |
| Rep | 就机构融资提供意见 | - | 2005-03-24 | |
| Rep | 就证券提供意见 | - | 2005-03-24 | |
| Rep | 提供资产管理 | - | 2005-03-24 | |
| Rep | 证券交易 | - | 2006-09-04 |