| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-06-03 | - |
| AIF Securities Limited | Rep | 证券交易 | 2018-01-05 | 2020-05-31 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2012-03-30 | 2017-12-16 |
| Joy Silver Limited | Rep | 就机构融资提供意见 | 2007-02-07 | 2008-03-25 |
| MANGO FINANCIAL LIMITED | Rep | 证券交易 | 2007-02-07 | 2008-03-25 |
| YF SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2003-06-03 |
| RO | 就证券提供意见 | 2003-04-01 | 2003-06-03 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-06-03 | |
| RO | 证券交易 | 2003-04-01 | 2006-05-26 |