| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 证券交易 | 2006-03-27 | 2007-02-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-05-03 | 2006-03-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-05-03 | 2006-03-09 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2004-05-19 | 2005-01-04 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2004-05-19 | 2005-01-04 |