| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2011-06-07 | 2011-07-21 |
| Rep | 证券交易 | 2011-06-07 | 2011-07-21 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就证券提供意见 | 2008-10-28 | 2011-05-23 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2005-06-08 | 2008-08-29 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-31 |
| Rep | 就证券提供意见 | - | 2004-05-31 | |
| Rep | 提供资产管理 | - | 2004-05-31 | |
| Rep | 证券交易 | - | 2005-05-10 |