| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Kriya Capital Limited | RO | 提供资产管理 | 2010-01-08 | 2017-11-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-03-17 | 2008-09-17 |
| RO | 证券交易 | 2007-04-02 | 2008-03-17 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-04-02 | 2008-03-17 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-13 |
| Rep | 就证券提供意见 | - | 2004-10-13 | |
| Rep | 提供资产管理 | - | 2004-10-13 | |
| Rep | 证券交易 | - | 2007-04-02 |