Personnel Hong Kong SFC License Details (ID 103817)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2021-06-07	-
KGI ASIA LIMITED	Rep	证券交易	2017-10-03	2021-05-21
	Rep	证券交易	2016-09-02	2017-10-02
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2015-07-20	2016-08-03
Merrill Lynch Far East Limited	Rep	证券交易	2015-07-20	2016-08-03
KGI ASIA LIMITED	Rep	证券交易	2013-06-20	2015-06-19
Glory Sun Securities Limited	Rep	证券交易	2013-05-20	2013-06-08
BGC SECURITIES (HONG KONG) LLC	Rep	证券交易	2011-11-07	2013-01-25
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2007-06-05	2011-09-01
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2007-06-05	2011-09-01
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2006-06-22	2007-06-01
	Rep	期货合约交易	2006-06-22	2007-06-01
	Rep	证券交易	2006-06-22	2007-06-01
CLSA FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-03-18
	Rep	提供资产管理	2003-04-01	2004-03-18
	Rep	期货合约交易	2003-04-01	2006-05-30
CLSA LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-03-18
	Rep	就证券提供意见	2003-04-01	2004-03-18
	Rep	提供资产管理	2003-04-01	2004-03-18
	Rep	证券交易	2003-04-01	2006-05-30

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