| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | 就证券提供意见 | 2014-09-08 | 2014-10-05 |
| Rep | 就证券提供意见 | 2014-07-17 | 2014-09-08 | |
| Rep | 提供资产管理 | 2014-07-17 | 2014-10-05 | |
| Ginger Capital Advisory Limited | Rep | 就证券提供意见 | 2011-08-05 | 2013-06-30 |
| Rep | 提供资产管理 | 2011-08-05 | 2013-06-30 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-08-09 | 2010-09-13 |
| Rep | 证券交易 | 2010-08-09 | 2010-09-13 | |
| BOCI RESEARCH LIMITED | Rep | 就证券提供意见 | 2007-11-29 | 2010-07-29 |
| ICEA SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2007-03-05 | 2007-10-30 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2003-05-30 | 2004-10-07 |