| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SUPREME CHINA SECURITIES LIMITED | Rep | 证券交易 | 2015-09-23 | 2016-05-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-01-29 | 2010-03-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-05-05 | 2010-03-30 |
| Rep | 杠杆式外汇交易 | 2009-05-05 | 2010-03-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2004-09-23 | 2005-07-22 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2004-05-25 | 2005-07-22 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2004-05-25 | 2005-07-22 |