| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2007-11-06 | 2011-06-01 |
| Rep | 提供资产管理 | 2007-11-06 | 2011-06-01 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-07-26 | 2007-05-07 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2004-08-30 | 2006-07-22 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-08-30 | 2006-07-22 |
| Hongkong Bay Securities Limited | Rep | 就机构融资提供意见 | - | 2003-11-19 |
| Rep | 就证券提供意见 | - | 2003-11-19 | |
| Rep | 提供资产管理 | - | 2003-11-19 | |
| Rep | 证券交易 | - | 2004-08-28 |