Personnel Hong Kong SFC License Details (ID 103934)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Saxo Capital Markets HK Limited	RO	期货合约交易	2022-04-08	2023-01-12
	RO	证券交易	2022-04-08	2023-01-12
	RO	杠杆式外汇交易	2022-04-08	2023-01-12
	Rep	期货合约交易	2022-03-16	2022-04-08
	Rep	证券交易	2022-03-16	2022-04-08
	Rep	杠杆式外汇交易	2022-03-16	2022-04-08
Future Growth Financial Services Limited	RO	期货合约交易	2018-02-15	2020-02-28
	RO	证券交易	2018-02-15	2020-02-28
	Rep	期货合约交易	2016-03-02	2018-02-15
	Rep	证券交易	2016-03-02	2018-02-15
	RO	杠杆式外汇交易	2016-03-02	2020-03-27
Success Futures and Foreign Exchange Limited	Rep	期货合约交易	2014-12-29	2016-03-01
	Rep	杠杆式外汇交易	2014-12-29	2016-03-01
Success Securities Limited	Rep	证券交易	2014-12-29	2016-03-01
YUE XIU FUTURES COMPANY LIMITED	Rep	期货合约交易	2014-11-14	2014-11-18
YUE XIU SECURITIES COMPANY LIMITED	Rep	证券交易	2014-11-14	2014-11-18
ADS Securities Hong Kong Limited	RO	杠杆式外汇交易	2013-04-03	2014-08-29
	Rep	杠杆式外汇交易	2011-10-07	2013-04-03
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2007-03-08	2011-09-01
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2004-05-28	2011-09-01
CELESTIAL SECURITIES LIMITED	Rep	杠杆式外汇交易	2004-03-23	2011-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2003-11-10	2004-02-05
PEACE TOWN FOREX LIMITED	Rep	杠杆式外汇交易	-	2003-11-03

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