| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-12-17 | 2005-04-04 |
| KOFFMAN INVESTMENT LTD | Rep | 证券交易 | 2004-06-23 | 2004-09-15 |
| Success Securities Limited | Rep | 就机构融资提供意见 | - | 2003-10-13 |
| Rep | 就证券提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 证券交易 | - | 2003-10-13 |