Laungani, Neel Vishnu
证监会中央编号:ADQ008
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2025-10-20 | - |
| Rep | 证券交易 | 2025-10-20 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-02-26 | 2023-06-16 |
| Rep | 证券交易 | 2021-02-26 | 2023-06-16 | |
| Rep | 就机构融资提供意见 | 2021-01-20 | 2023-06-16 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2017-10-23 | 2020-09-28 |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2011-01-12 | 2011-05-13 |
| RO | 就证券提供意见 | 2011-01-12 | 2011-05-13 | |
| RO | 证券交易 | 2011-01-12 | 2011-05-13 | |
| Rep | 就机构融资提供意见 | 2008-12-04 | 2011-01-12 | |
| Rep | 就证券提供意见 | 2008-12-04 | 2011-01-12 | |
| Rep | 证券交易 | 2008-12-04 | 2011-01-12 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2008-10-20 |
| Rep | 就证券提供意见 | 2008-10-10 | 2008-10-20 | |
| LEHMAN BROTHERS ASIA LIMITED | RO | 就机构融资提供意见 | 2004-12-20 | 2008-09-29 |
| LEHMAN BROTHERS ASIA HOLDINGS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 提供资产管理 | 2003-04-01 | 2003-08-13 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-20 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2008-09-29 |
已采集记录中暂无金管局登记。