| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2016-08-01 | 2016-08-05 |
| Rep | 证券交易 | 2016-08-01 | 2016-08-05 | |
| Rep | 就证券提供意见 | 2014-10-15 | 2014-10-16 | |
| Rep | 证券交易 | 2014-10-15 | 2014-10-16 | |
| Rep | 就证券提供意见 | 2010-09-22 | 2011-08-01 | |
| Rep | 证券交易 | 2005-07-06 | 2011-08-01 | |
| Standard Chartered Securities (Hong Kong) Limited | RO | 就证券提供意见 | - | 2005-06-08 |
| RO | 证券交易 | - | 2005-06-08 |