| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2016-12-19 | 2017-03-11 |
| Rep | 就机构融资提供意见 | 2012-09-18 | 2016-12-18 | |
| RO | 就机构融资提供意见 | 2012-06-07 | 2012-09-18 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2005-04-14 | 2007-12-20 |
| Rep | 就证券提供意见 | 2005-04-14 | 2007-12-20 | |
| Rep | 证券交易 | 2005-04-14 | 2007-12-20 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供资产管理 | - | 2005-02-15 |
| Rep | 就机构融资提供意见 | - | 2006-08-18 | |
| Rep | 就证券提供意见 | - | 2006-08-18 |