| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-07-18 | - |
| Rep | 证券交易 | 2019-07-18 | - | |
| ROTHSCHILD & CO WEALTH MANAGEMENT HONG KONG LIMITED | RO | 就证券提供意见 | 2015-11-06 | 2019-06-30 |
| RO | 证券交易 | 2015-11-06 | 2019-06-30 | |
| Rep | 就证券提供意见 | 2015-10-29 | 2015-11-06 | |
| Rep | 证券交易 | 2015-10-29 | 2015-11-06 | |
| BHI Investment Advisors (Asia) Limited (d2017-03-13) | RO | 就证券提供意见 | 2011-01-04 | 2015-10-07 |
| RO | 证券交易 | 2011-01-04 | 2015-10-07 | |
| HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | RO | 证券交易 | 2005-06-02 | 2010-11-08 |
| RO | 就证券提供意见 | 2003-08-01 | 2010-11-08 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-10 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-10 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-01 |
已采集记录中暂无金管局登记。