Sim, Thiam Chwee Hong Kong SFC License Details (ID 104095)

Sim, Thiam Chwee Hong Kong SFC License Details (ID 104095)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-04-03	2007-06-02
Merrill Lynch Far East Limited	Rep	证券交易	2006-04-03	2007-06-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-04-03	2007-06-02
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2005-08-12	2006-03-10
Merrill Lynch Far East Limited	Rep	证券交易	2005-08-12	2006-03-10
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-08-12	2006-03-10