| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2025-12-15 | - |
| Rep | 证券交易 | 2025-12-15 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2025-12-15 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2006-08-09 | 2006-08-19 |
| Rep | 证券交易 | 2006-08-09 | 2006-08-19 | |
| RO | 就证券提供意见 | 2006-02-09 | 2006-08-09 | |
| RO | 证券交易 | 2006-02-09 | 2006-08-09 | |
| CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2004-08-12 | 2006-02-01 |
| Rep | 证券交易 | 2004-08-12 | 2006-02-01 |