Personnel Hong Kong SFC License Details (ID 104164)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
VALUABLE CAPITAL LIMITED	Rep	期货合约交易	2024-07-02	2025-12-01
	Rep	证券交易	2024-07-02	2025-12-01
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2017-11-29	2019-12-12
FOUNDER FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2017-03-14	2019-12-12
	Rep	期货合约交易	2017-02-09	2017-03-14
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2012-06-11	2014-11-03
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-10-13	2011-06-14
Newedge Broker Limited	Rep	期货合约交易	2008-03-14	2009-07-31
	Rep	证券交易	2008-03-14	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	证券交易	2008-01-18	2011-06-14
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2006-05-25	2011-06-14
HSBC Corporate Finance (Hong Kong) Limited	RO	期货合约交易	2004-09-03	2006-04-10
	Rep	期货合约交易	2004-07-30	2004-09-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2003-08-29
	Rep	提供资产管理	-	2003-08-29
	Rep	期货合约交易	-	2006-04-10
HSBC FUTURES (SINGAPORE) PTE LTD	RO	就期货合约提供意见	-	2003-08-29
	RO	提供资产管理	-	2003-08-29
	RO	期货合约交易	-	2006-04-10
HSBC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	-	2003-08-29
	Rep	就证券提供意见	-	2003-08-29
	Rep	提供资产管理	-	2003-08-29
	Rep	证券交易	-	2005-11-14

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