| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 就证券提供意见 | 2004-09-08 | 2006-08-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-09-08 | 2006-08-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | - | 2006-08-01 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 证券交易 | - | 2006-08-01 |