| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2018-10-04 | 2020-11-26 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-06-27 | 2018-07-06 |
| Rep | 就证券提供意见 | 2008-10-10 | 2010-05-14 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-06-13 | 2008-09-29 |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | - | 2004-07-17 |
| Rep | 就证券提供意见 | - | 2004-07-17 | |
| Rep | 提供资产管理 | - | 2004-07-17 |