| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2025-12-02 | - |
| RO | 证券交易 | 2025-12-02 | - | |
| Rep | 就证券提供意见 | 2024-01-23 | 2025-12-02 | |
| Rep | 证券交易 | 2024-01-23 | 2025-12-02 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2024-01-23 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-06-08 | 2023-08-08 |
| Rep | 就证券提供意见 | 2021-06-08 | 2023-08-08 | |
| Rep | 证券交易 | 2021-06-08 | 2023-08-08 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-06-03 | 2021-02-24 |
| Rep | 证券交易 | 2018-12-03 | 2021-02-24 | |
| Rep | 就机构融资提供意见 | 2018-10-22 | 2021-02-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2018-09-17 | 2018-09-21 |
| ABCI CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-05-16 | 2018-08-20 |
| Rep | 证券交易 | 2017-05-16 | 2018-08-20 |
已采集记录中暂无金管局登记。