| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-07-10 | 2009-04-22 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-07-10 | 2009-04-22 |
| Rep | 证券交易 | 2005-06-16 | 2009-04-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-10-20 |
| Rep | 就证券提供意见 | - | 2004-10-20 | |
| Rep | 提供资产管理 | - | 2004-10-20 | |
| Rep | 证券交易 | - | 2004-10-20 |