| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2007-08-31 | 2008-09-20 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | 期货合约交易 | 2007-06-01 | 2008-09-20 |
| HSBC FUTURES (SINGAPORE) PTE LTD | RO | 就期货合约提供意见 | 2007-06-01 | 2008-09-20 |
| RO | 期货合约交易 | 2007-06-01 | 2008-09-20 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-05-19 | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | - | 2005-01-25 |
| Rep | 就机构融资提供意见 | - | 2005-03-23 |
| Rep | 就证券提供意见 | - | 2005-03-23 |
| Rep | 提供自动化交易服务 | - | 2005-03-23 |
| Rep | 证券交易 | - | 2006-09-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2005-01-25 |
| Rep | 提供资产管理 | - | 2005-01-25 |
| Rep | 提供自动化交易服务 | - | 2005-01-25 |
| Rep | 期货合约交易 | - | 2006-09-01 |