Chan, Cheung Wo 陳祥和

证监会中央编号:ADX475

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-05-11	2015-05-19
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-05-11	2015-05-19
KGI ASIA LIMITED	Rep	证券交易	2013-04-24	2015-04-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-04-24	2015-04-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-01-11	2013-03-29
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2012-06-21	2012-12-13
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2012-06-21	2012-12-13
BOA INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2012-02-29	2012-06-05
	RO	证券交易	2011-12-01	2012-06-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2009-08-17	2010-08-21
iBest Securities Company Limited	RO	证券交易	2009-08-17	2010-08-21
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	提供自动化交易服务	-	2003-08-11
	Rep	期货合约交易	-	2010-08-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	-	2003-08-11
	Rep	就证券提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	提供自动化交易服务	-	2003-08-11
	Rep	证券交易	-	2010-08-21
iBest Securities Company Limited	Rep	就机构融资提供意见	-	2003-08-11
	Rep	就证券提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	证券交易	-	2009-08-17

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2015-05-11	2015-05-19
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-05-11	2015-05-19
KGI ASIA LIMITED	Rep	证券交易	2013-04-24	2015-04-10
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-04-24	2015-04-10
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2013-01-11	2013-03-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2013-01-11	2013-03-29
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2012-06-21	2012-12-13
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2012-06-21	2012-12-13
BOA INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2012-02-29	2012-06-05
	RO	证券交易	2011-12-01	2012-06-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2009-08-17	2010-08-21
iBest Securities Company Limited	RO	证券交易	2009-08-17	2010-08-21
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	提供自动化交易服务	-	2003-08-11
	Rep	期货合约交易	-	2010-08-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	-	2003-08-11
	Rep	就证券提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	提供自动化交易服务	-	2003-08-11
	Rep	证券交易	-	2010-08-21
iBest Securities Company Limited	Rep	就机构融资提供意见	-	2003-08-11
	Rep	就证券提供意见	-	2003-08-11
	Rep	提供资产管理	-	2003-08-11
	Rep	证券交易	-	2009-08-17