| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2025-07-08 | - |
| Leonteq Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2022-05-23 | 2024-03-07 |
| RO | 证券交易 | 2022-05-23 | 2024-03-07 | |
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2017-10-03 | 2022-01-31 |
| RO | 证券交易 | 2017-10-03 | 2022-01-31 | |
| KGI Asset Management Limited | RO | 就证券提供意见 | 2016-08-10 | 2022-01-31 |
| RO | 证券交易 | 2016-08-10 | 2022-01-31 | |
| RO | 提供资产管理 | 2016-05-06 | 2022-01-31 | |
| KGI ASIA LIMITED | RO | 就证券提供意见 | 2016-04-12 | 2017-10-02 |
| RO | 证券交易 | 2016-04-12 | 2017-10-02 | |
| KGI SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2016-04-12 | 2017-10-02 |
| RO | 证券交易 | 2016-04-12 | 2017-10-02 | |
| KGI WEALTH MANAGEMENT LIMITED | RO | 就证券提供意见 | 2016-04-12 | 2017-10-02 |
| RO | 证券交易 | 2016-04-12 | 2017-10-02 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2015-02-25 | 2016-04-12 |
| Rep | 证券交易 | 2015-02-25 | 2016-04-12 | |
| LW Asset Management Advisors Limited | Rep | 提供资产管理 | 2013-05-16 | 2015-01-09 |
| Standard Advisory Asia Limited | RO | 就期货合约提供意见 | 2007-03-09 | 2007-04-20 |
| Rep | 就证券提供意见 | 2007-03-09 | 2007-04-20 | |
| RO | 期货合约交易 | 2007-03-09 | 2007-04-20 | |
| Rep | 证券交易 | 2007-03-09 | 2007-04-20 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-25 | 2006-04-13 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-01-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-13 | |
| Rep | 期货合约交易 | 2003-04-01 | 2006-04-13 | |
| BOCI SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-12 | |
| Rep | 证券交易 | 2003-04-01 | 2006-04-13 |
已采集记录中暂无金管局登记。