| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BEAR STEARNS ASIA LIMITED | Rep | 就期货合约提供意见 | 2008-08-15 | 2009-08-10 |
| Rep | 就证券提供意见 | 2008-08-15 | 2009-08-10 | |
| Rep | 期货合约交易 | 2008-08-15 | 2009-08-10 | |
| Rep | 证券交易 | 2008-08-15 | 2009-08-10 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2006-01-04 | 2009-08-10 |
| Rep | 期货合约交易 | 2006-01-04 | 2009-08-10 | |
| Rep | 就机构融资提供意见 | - | 2003-12-02 | |
| Rep | 提供资产管理 | - | 2003-12-02 | |
| Rep | 提供自动化交易服务 | - | 2003-12-02 | |
| Rep | 就证券提供意见 | - | 2009-08-10 | |
| Rep | 证券交易 | - | 2009-08-10 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-23 |
| Rep | 提供资产管理 | - | 2003-12-23 | |
| Rep | 就证券提供意见 | - | 2005-10-14 |