| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oreana Financial Services Limited | Rep | 就证券提供意见 | 2005-11-04 | 2005-11-18 |
| Rep | 提供资产管理 | 2005-11-04 | 2005-11-18 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-09-05 | 2005-10-07 |
| TIS SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-03-24 | 2005-08-29 |
| Rep | 证券交易 | 2005-03-24 | 2005-08-29 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2004-07-02 | 2005-03-11 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2004-05-27 | 2005-03-11 |
| NEW TREND FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-04-21 |
| Rep | 提供资产管理 | - | 2004-04-21 | |
| Rep | 期货合约交易 | - | 2004-04-21 |