| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期货合约交易 | 2005-01-19 | 2007-02-27 |
| RO | 证券交易 | 2005-01-19 | 2007-02-27 | |
| BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | RO | 期货合约交易 | 2004-07-08 | 2005-01-31 |
| BARCLAYS CAPITAL SECURITIES ASIA LIMITED | RO | 证券交易 | 2004-07-08 | 2005-01-31 |