Chan, Fiona Nga Yee 陳雅儀 Hong Kong SFC License Details (ID 104458)

Chan, Fiona Nga Yee 陳雅儀 Hong Kong SFC License Details (ID 104458)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
PineBridge Investments Asia Limited	RO	就证券提供意见	2021-07-09	2022-07-15
	RO	证券交易	2021-07-09	2022-07-15
PineBridge Investments Hong Kong Limited	RO	证券交易	2021-07-09	2022-07-15
PineBridge Investments Asia Limited	Rep	就证券提供意见	2011-12-12	2021-07-09
	Rep	证券交易	2011-12-12	2021-07-09
PineBridge Investments Hong Kong Limited	Rep	证券交易	2011-12-12	2021-07-09
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	就证券提供意见	2008-05-28	2010-03-31
	Rep	提供资产管理	2008-05-28	2010-03-31
	Rep	证券交易	2008-05-28	2010-03-31
HSBC Global Asset Management (Hong Kong) Limited	Rep	证券交易	2007-05-21	2008-05-07
	Rep	就机构融资提供意见	-	2004-05-06
	Rep	就证券提供意见	-	2008-05-07
	Rep	提供资产管理	-	2008-05-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2004-05-06
	Rep	就证券提供意见	-	2008-05-07
	Rep	提供资产管理	-	2008-05-07
	Rep	证券交易	-	2008-05-07