Ng, Walter Ying Kit 伍英傑 Hong Kong SFC License Details (ID 104464)

Ng, Walter Ying Kit 伍英傑 Hong Kong SFC License Details (ID 104464)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CMB International Securities Limited	Rep	证券交易	2022-08-04	-
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2018-02-15	2022-07-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2016-05-05	2017-04-05
VISION FINANCE (SECURITIES) LIMITED	Rep	证券交易	2015-05-07	2015-10-31
Beevest Securities Limited	Rep	证券交易	2015-02-11	2015-04-21
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2012-09-27	2014-09-01
CMBC SECURITIES COMPANY LIMITED	Rep	证券交易	2011-09-02	2012-09-15
ABCI Securities Company Limited	Rep	证券交易	2011-02-15	2011-08-18
	Rep	证券交易	2007-09-04	2009-01-01
VC BROKERAGE LIMITED	Rep	证券交易	2006-11-06	2007-07-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2006-07-19	2006-08-01
EAA SECURITIES LIMITED	Rep	证券交易	2004-02-24	2005-03-03
FULBRIGHT SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-02-23
	Rep	就证券提供意见	2003-04-01	2004-02-23
	Rep	提供资产管理	2003-04-01	2004-02-23
	Rep	提供自动化交易服务	2003-04-01	2004-02-23
	Rep	证券交易	2003-04-01	2004-02-24