Personnel SFC Licences and HKMA Registrations (ID 104464)

Personnel SFC Licences and HKMA Registrations (ID 104464)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CMB International Securities Limited	Rep	证券交易	2022-08-04	-
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2018-02-15	2022-07-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2016-05-05	2017-04-05
VISION FINANCE (SECURITIES) LIMITED	Rep	证券交易	2015-05-07	2015-10-31
Beevest Securities Limited	Rep	证券交易	2015-02-11	2015-04-21
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2012-09-27	2014-09-01
CMBC SECURITIES COMPANY LIMITED	Rep	证券交易	2011-09-02	2012-09-15
ABCI Securities Company Limited	Rep	证券交易	2011-02-15	2011-08-18
	Rep	证券交易	2007-09-04	2009-01-01
VC BROKERAGE LIMITED	Rep	证券交易	2006-11-06	2007-07-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2006-07-19	2006-08-01
EAA SECURITIES LIMITED	Rep	证券交易	2004-02-24	2005-03-03
FULBRIGHT SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-02-23
	Rep	就证券提供意见	2003-04-01	2004-02-23
	Rep	提供资产管理	2003-04-01	2004-02-23
	Rep	提供自动化交易服务	2003-04-01	2004-02-23
	Rep	证券交易	2003-04-01	2004-02-24

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。