Lai, Chung Cheong 黎仲昌

证监会中央编号:ADZ903

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CORNERSTONE ASSET MANAGEMENT LIMITED	RO	提供资产管理	2021-08-31	-
	Rep	提供资产管理	2021-08-03	2021-08-31
CORNERSTONE SECURITIES LIMITED	RO	就证券提供意见	2021-02-08	-
	RO	证券交易	2021-02-08	-
Rakuten Securities Hong Kong Limited	RO	杠杆式外汇交易	2017-04-26	2019-04-03
	Rep	杠杆式外汇交易	2017-03-28	2017-04-26
ADS Securities Hong Kong Limited	RO	期货合约交易	2016-05-25	2016-11-28
	RO	证券交易	2016-05-25	2016-11-28
	RO	杠杆式外汇交易	2015-08-18	2016-11-28
	Rep	杠杆式外汇交易	2015-07-03	2015-08-18
Saxo Capital Markets HK Limited	RO	证券交易	2014-02-17	2015-05-21
	RO	期货合约交易	2013-01-10	2015-05-21
	Rep	期货合约交易	2012-12-11	2013-01-10
	Rep	证券交易	2012-12-11	2014-02-17
	Rep	杠杆式外汇交易	2012-12-11	2015-05-21
Great Lakes Hong Kong Limited	RO	期货合约交易	2010-04-26	2012-11-30
T.F.S. Derivatives HK Limited	Rep	期货合约交易	2009-08-10	2010-01-22
	Rep	证券交易	2009-08-10	2010-01-22
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-10-13	2009-06-15
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-10-13	2009-06-15
	Rep	证券交易	2008-10-13	2009-06-15
Newedge Broker Limited	Rep	提供自动化交易服务	2005-05-12	2009-06-15
	Rep	期货合约交易	2005-05-12	2009-06-15
	Rep	证券交易	2005-05-12	2009-06-15
Public Financial Securities Limited	Rep	就机构融资提供意见	2003-04-01	2004-02-02
	Rep	就证券提供意见	2003-04-01	2004-02-02
	Rep	提供资产管理	2003-04-01	2004-02-02
	Rep	证券交易	2003-04-01	2004-02-02
Public Futures Limited	Rep	就期货合约提供意见	2003-04-01	2003-10-31
	Rep	提供资产管理	2003-04-01	2003-10-31
	Rep	期货合约交易	2003-04-01	2003-10-31
Public Pacific Securities Limited	Rep	就机构融资提供意见	2003-04-01	2004-02-02
	Rep	就证券提供意见	2003-04-01	2004-02-02
	Rep	提供资产管理	2003-04-01	2004-02-02
	Rep	证券交易	2003-04-01	2004-02-02

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CORNERSTONE ASSET MANAGEMENT LIMITED	RO	提供资产管理	2021-08-31	-
	Rep	提供资产管理	2021-08-03	2021-08-31
CORNERSTONE SECURITIES LIMITED	RO	就证券提供意见	2021-02-08	-
	RO	证券交易	2021-02-08	-
Rakuten Securities Hong Kong Limited	RO	杠杆式外汇交易	2017-04-26	2019-04-03
	Rep	杠杆式外汇交易	2017-03-28	2017-04-26
ADS Securities Hong Kong Limited	RO	期货合约交易	2016-05-25	2016-11-28
	RO	证券交易	2016-05-25	2016-11-28
	RO	杠杆式外汇交易	2015-08-18	2016-11-28
	Rep	杠杆式外汇交易	2015-07-03	2015-08-18
Saxo Capital Markets HK Limited	RO	证券交易	2014-02-17	2015-05-21
	RO	期货合约交易	2013-01-10	2015-05-21
	Rep	期货合约交易	2012-12-11	2013-01-10
	Rep	证券交易	2012-12-11	2014-02-17
	Rep	杠杆式外汇交易	2012-12-11	2015-05-21
Great Lakes Hong Kong Limited	RO	期货合约交易	2010-04-26	2012-11-30
T.F.S. Derivatives HK Limited	Rep	期货合约交易	2009-08-10	2010-01-22
	Rep	证券交易	2009-08-10	2010-01-22
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-10-13	2009-06-15
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-10-13	2009-06-15
	Rep	证券交易	2008-10-13	2009-06-15
Newedge Broker Limited	Rep	提供自动化交易服务	2005-05-12	2009-06-15
	Rep	期货合约交易	2005-05-12	2009-06-15
	Rep	证券交易	2005-05-12	2009-06-15
Public Financial Securities Limited	Rep	就机构融资提供意见	2003-04-01	2004-02-02
	Rep	就证券提供意见	2003-04-01	2004-02-02
	Rep	提供资产管理	2003-04-01	2004-02-02
	Rep	证券交易	2003-04-01	2004-02-02
Public Futures Limited	Rep	就期货合约提供意见	2003-04-01	2003-10-31
	Rep	提供资产管理	2003-04-01	2003-10-31
	Rep	期货合约交易	2003-04-01	2003-10-31
Public Pacific Securities Limited	Rep	就机构融资提供意见	2003-04-01	2004-02-02
	Rep	就证券提供意见	2003-04-01	2004-02-02
	Rep	提供资产管理	2003-04-01	2004-02-02
	Rep	证券交易	2003-04-01	2004-02-02