| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期货合约交易 | 2006-01-12 | 2006-03-23 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-30 |
| Rep | 提供资产管理 | - | 2003-12-30 | |
| Rep | 期货合约交易 | - | 2006-01-01 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-30 |
| Rep | 就证券提供意见 | - | 2003-12-30 | |
| Rep | 提供资产管理 | - | 2003-12-30 | |
| Rep | 证券交易 | - | 2006-01-01 |