| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2004-07-09 | 2006-01-10 |
| Rep | 提供自动化交易服务 | 2004-07-02 | 2006-01-10 | |
| Rep | 证券交易 | 2004-07-02 | 2006-01-10 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2004-07-02 | 2006-01-10 |
| Rep | 期货合约交易 | 2004-07-02 | 2006-01-10 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2003-10-31 | 2004-03-08 |