Glover, Jethro Alexander John Hong Kong SFC License Details (ID 104587)

Glover, Jethro Alexander John Hong Kong SFC License Details (ID 104587)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Tora Trading Services Limited (HK)	RO	提供自动化交易服务	2011-04-08	2026-04-02
	RO	期货合约交易	2010-12-21	-
	RO	证券交易	2010-12-21	-
	Rep	期货合约交易	2009-12-18	2010-12-21
	Rep	证券交易	2009-12-18	2010-12-21
KGI ASIA LIMITED	Rep	证券交易	2009-01-23	2009-04-22
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-01-23	2009-04-22
KGI SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-01-23	2009-04-22
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2008-11-06	2008-12-11
	Rep	期货合约交易	2008-11-06	2008-12-11
	Rep	证券交易	2008-09-03	2008-12-11
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2008-09-03	2008-12-11
	Rep	期货合约交易	2008-09-03	2008-12-11
Newedge Broker Limited	Rep	就期货合约提供意见	2003-04-01	2003-06-19
	Rep	提供资产管理	2003-04-01	2003-06-19
	Rep	提供自动化交易服务	2003-04-01	2003-06-19
	Rep	期货合约交易	2003-04-01	2003-06-19
	Rep	证券交易	2003-04-01	2003-06-19