| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2014-11-20 | 2015-04-21 |
| Rep | 提供资产管理 | 2014-11-20 | 2015-04-21 | |
| Rep | 证券交易 | 2014-11-20 | 2015-04-21 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2004-05-20 | 2006-05-09 |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就证券提供意见 | 2004-02-17 | 2004-05-04 |
| Rep | 提供资产管理 | 2004-02-17 | 2004-05-04 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-02-16 |
| Rep | 就证券提供意见 | - | 2004-02-16 | |
| Rep | 提供资产管理 | - | 2004-02-16 |