| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 证券交易 | 2007-07-03 | 2007-10-25 |
| 3V Capital Limited | Rep | 证券交易 | 2006-06-01 | 2006-09-25 |
| Instinet Alpha Trading Limited | Rep | 就证券提供意见 | 2005-10-10 | 2005-11-22 |
| Rep | 提供自动化交易服务 | 2005-10-10 | 2005-11-22 | |
| Rep | 证券交易 | 2005-10-10 | 2005-11-22 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2005-09-13 | 2005-11-22 |
| Rep | 提供自动化交易服务 | 2005-09-13 | 2005-11-22 | |
| Rep | 证券交易 | 2005-09-13 | 2005-11-22 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-02 |
| Rep | 提供资产管理 | - | 2003-12-02 | |
| Rep | 提供自动化交易服务 | - | 2003-12-02 | |
| Rep | 就证券提供意见 | - | 2004-08-18 | |
| Rep | 证券交易 | - | 2004-08-18 |