| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-11-19 | 2006-04-01 |
| Rep | 证券交易 | 2004-11-19 | 2006-04-01 | |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-02-03 |
| Rep | 提供资产管理 | - | 2004-02-03 | |
| Rep | 期货合约交易 | - | 2004-11-17 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-03 |
| Rep | 就证券提供意见 | - | 2004-02-03 | |
| Rep | 提供资产管理 | - | 2004-02-03 | |
| Rep | 证券交易 | - | 2004-11-17 |